Smart Invest Securities Joint Stock Company was fined for trading disclosure violation

Smart Invest Securities Joint Stock Company was recently fined VND 80 million for failing to report a planned transaction when purchasing 263,000 DST shares. Previously, the company had been fined nearly VND 1.3 billion for multiple violations, including failure to separate client assets, improper margin lending practices, offering unauthorized services, and not submitting required reports. In Q1/2025, SmartInvest reported a net profit of approximately VND 29.1 billion (down 21.4%), with total assets reaching over VND 5,305 billion and liabilities at nearly VND 2,783 billion.

Smart Invest Securities Joint Stock Company was recently fined VND 80 million for failing to report a planned transaction when purchasing 263,000 DST shares. Previously, the company had been fined nearly VND 1.3 billion for multiple violations, including failure to separate client assets, improper margin lending practices, offering unauthorized services, and not submitting required reports. In Q1/2025, SmartInvest reported a net profit of approximately VND 29.1 billion (down 21.4%), with total assets reaching over VND 5,305 billion and liabilities at nearly VND 2,783 billion.

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